Service Providers


Retirement Scheme Administrator Investment Manager Custodian Back-Office Administrator Introducer
Type of authorisation Licence Licence Licence Recognition N/A – Appointed by Personal Retirement Schemes/Schemes Administrators
Activity Administering the operation of a Retirement Scheme Management of the assets of a Retirement Scheme/Fund Acting as custodian or trustee of a Retirement Scheme/Fund Back-office administrative activities Introducing clients to Retirement Schemes/Scheme Administrators
Independence requirement Yes Yes Yes N/A N/A
Financial Resources Requirement Yes Yes Yes N/A N/A
Compliance Officer Required Required Required Required N/A
Money Laundering Reporting Officer (MLRO) Required Required Required Required N/A
Auditor Required Required Required Required (as per Companies Act provisions) N/A
Insurance Required Required Required N/A N/A


At GMX we have a wealth of experience to help you through the licencing/recognition process (as applicable to your particular situation) and to advise you on your ongoing requirements as a service provider to a Retirement Scheme/Fund. Please contact us by email to so as to provide you with bespoke tailored-fit solutions that meet your individual needs.